William Bethell Email & Phone Number | Senior Compliance advisory specialist with 20 years regulatory experience with FCA and investment banking / corporate banking / private banking compliance functions. Skills include: Policy creation, implementation and maintenance. Developed policies for a wide range of new and existing regulations. SME on Information Controls, Conflicts of Interest, Suitability, Best Execution, Corporate Governance; Regulatory Developments and Horizon Scanning. Rolled out new regulations eg MiFID, MAR, AIFMD, RDR & FATCA as part of a project management team; Governance. Developing and maintaining appropriate internal corporate governance structures, reputational risk committees and KYC enhanced due diligence processes; Compliance Training. Developing and delivering face to face and online induction training and refresher training on a wide range of topics; Testing and monitoring. Performed and reviewed regulatory testing and monitoring, including internal investigations of regulatory breaches and dealing with consequence management; Regulatory liaison. Acted as key point of contact with a range of regulators, including the FCA / PRA, OCC, Federal Reserve & SOCA; MLRO responsibilities. Acted as MLRO for a Swiss Private Bank and a number of Irish domiciled funds. Also took responsibility for a regional AML team covering KYC / Onboarding, Enhanced Due Diligence processes, Surveillance, Sanctions testing and client reviews. Digital Initiatives. Provided advice on the rollout of various digital initiatives including the use of blockchain in trade finance transactions, storing client data on the Cloud and client interface developments.

William Bethell

Senior Compliance advisory specialist with 20 years regulatory experience with FCA and investment ba...
Abu Dhabi Emirate, Abu Dhabi Emirate, United Arab Emirates

*50 free lookup(s) per month.

No credit card required.

William Bethell’s Email william.a.bethell@jpmchase.com

William Bethell’s Phone Numbers

Get WILLIAM’s Phone Number (For Free)

Social Media

William Bethell’s Location Abu Dhabi Emirate, Abu Dhabi Emirate, United Arab Emirates

William Bethell’s Current Industry Abu Dhabi Commercial Bank

Not the William Bethell you were looking for?

Find accurate emails & phone numbers for over 700M professionals.

Work Experience

Abu Dhabi Commercial Bank

Head - Regulatory Compliance

2021-09-01 00:00:00 - Present

Hsbc

Regulatory Compliance Global Head CMB Large Corporates

2014-09-01 00:00:00 - 2020-12-01 00:00:00

Hsbc Commercial Banking

Commercial Banking Regulatory Compliance (RCC & LTM)

2019-01-01 00:00:00 - 2019-03-01 00:00:00

Jpmorgan Chase

Head of Compliance, Global Corporate Bank and Commercial Bank (EMEA)

2014-02-01 00:00:00 - 2014-08-01 00:00:00

Financial Services Authority

Supervisor - Major Financial Groups

1999-07-01 00:00:00 - 2004-07-01 00:00:00

Charterhouse Securities

Executive Director

1997-11-01 00:00:00 - 1999-07-01 00:00:00

Deloitte And Touche

Audit Manager

1993-11-01 00:00:00 - 1997-11-01 00:00:00

Skills

No Skills Available

Languages

No Languages Available

FAQ About William Bethell

William Bethell is located at
Abu Dhabi Emirate, Abu Dhabi Emirate, United Arab Emirates

William Bethell is a Senior Compliance advisory specialist with 20 years regulatory experience with FCA and investment banking / corporate banking / private banking compliance functions. Skills include: Policy creation, implementation and maintenance. Developed policies for a wide range of new and existing regulations. SME on Information Controls, Conflicts of Interest, Suitability, Best Execution, Corporate Governance; Regulatory Developments and Horizon Scanning. Rolled out new regulations eg MiFID, MAR, AIFMD, RDR & FATCA as part of a project management team; Governance. Developing and maintaining appropriate internal corporate governance structures, reputational risk committees and KYC enhanced due diligence processes; Compliance Training. Developing and delivering face to face and online induction training and refresher training on a wide range of topics; Testing and monitoring. Performed and reviewed regulatory testing and monitoring, including internal investigations of regulatory breaches and dealing with consequence management; Regulatory liaison. Acted as key point of contact with a range of regulators, including the FCA / PRA, OCC, Federal Reserve & SOCA; MLRO responsibilities. Acted as MLRO for a Swiss Private Bank and a number of Irish domiciled funds. Also took responsibility for a regional AML team covering KYC / Onboarding, Enhanced Due Diligence processes, Surveillance, Sanctions testing and client reviews. Digital Initiatives. Provided advice on the rollout of various digital initiatives including the use of blockchain in trade finance transactions, storing client data on the Cloud and client interface developments.

William Bethell currently works in the Abu Dhabi Commercial Bank |

No Languages Available

William Bethell has prior
experience in the following industries:
Hsbc | Hsbc Commercial Banking | Jpmorgan Chase | Financial Services Authority | Charterhouse Securities | Deloitte And Touche

William Bethell has the following professional experience:
Abu Dhabi Commercial Bank | Hsbc | Hsbc Commercial Banking | Jpmorgan Chase | Financial Services Authority | Charterhouse Securities | Deloitte And Touche