Vincent Mccarthy Email & Phone Number | FCA Approved SMF16 Compliance Oversight & SMF17 MLRO. Seasoned Compliance Officer with over 20 years of extensive experience in Audit, Finance, Risk and Compliance within the UK (EU/US) financial services sector. Proven expertise in effectively navigating and ensuring adherence to regulatory requirements, coupled with a deep understanding of governance, risk, and compliance principles from Board level to divisional line management. I hold both the SMF 16 & 17 functions with responsibilities spanning regulatory reporting, examinations, authorisations, rule interpretation, and change management. Oversee all aspects of compliance operations, ensuring alignment with regulatory standards and best practices. Collaborate closely with senior management to develop and implement compliance strategies, policies, and procedures. Manage regulatory relationships and engage with regulatory authorities such as the PRA & FCA to ensure compliance and foster positive relationships. Conduct thorough audits and risk assessments to identify and mitigate compliance risks across various financial products and services. I provide sound, reasoned and commercially-focused advice to key stakeholders including fintech entrepreneurs, such as start-ups and established businesses. Detail-oriented with a track record of delivering results in a fast-paced environment. Accomplished Compliance Officer with a robust analytical acumen and an agile problem-solving ethos. Proficient in navigating complex regulatory landscapes while fostering operational efficiency. Recognised for adept leadership through change and strategic decision-making, driving business performance and cultivating strong interdepartmental relationships. Demonstrated expertise in interpreting regulations with precision, ensuring compliance, and delivering innovative solutions in challenging environments. Analyse complex issues and devise innovative solutions to drive business performance. Foster strong relationships across all organisational levels to facilitate effective compliance measures. Influence, advise, negotiate, and persuade stakeholders to align with common goals and achieve targets. SKILLS Providing strategic guidance and advisory support to board members across a spectrum of areas including Planning, Product Development, Digital Technology, Governance, Risk, and Regulatory Compliance. Strong analytical skills in assessing profitability, conducting data analysis.

Vincent Mccarthy

FCA Approved SMF16 Compliance Oversight & SMF17 MLRO. Seasoned Compliance Officer with over 20 year...
Bromley, England, United Kingdom

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Vincent Mccarthy’s Email vincent.dip@lloydsbanking.com

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Vincent Mccarthy’s Location Bromley, England, United Kingdom

Vincent Mccarthy’s Current Industry Amazon E Money Markets

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Work Experience

Amazon

Chief Compliance Officer and MLRO

2024-06-01 00:00:00 - Present

E Money Markets

Risk and Compliance Director

2023-03-01 00:00:00 - Present

Affirm

Director of Compliance ("SMF 16")

2022-04-01 00:00:00 - 2023-11-01 00:00:00

Rizq Alternative Islamic Digital Banking

Director Corporate and Regulatory Affairs, Compliance, MLRO and Board Member ("SMF4, SMF16, SMF17")

2021-07-01 00:00:00 - 2022-04-01 00:00:00

Assure Hedge

Risk & Compliance Officer & MLRO ("SMF4, SMF16, SMF17")

2020-02-01 00:00:00 - 2021-07-01 00:00:00

Barclays

Risk & Control Partner for Digital Open Banking Lending Smart Investor & Wealth and Business Banking

2019-04-01 00:00:00 - 2020-02-01 00:00:00

Mypos

Head of Compliance & MLRO myPOS Europe ("SMF4, SMF16, SMF17")

2018-08-01 00:00:00 - 2019-02-01 00:00:00

Babb

Head of Risk and Regulatory Compliance

2018-04-01 00:00:00 - 2018-08-01 00:00:00

Paysafe

Head of Compliance - Digital Wallets

2017-03-01 00:00:00 - 2018-01-01 00:00:00

Elevate

Risk and Compliance Manager

2016-04-01 00:00:00 - 2017-02-01 00:00:00

Newday

Conduct Risk and Compliance Manager

2015-11-01 00:00:00 - 2016-04-01 00:00:00

One Savings Bank

Risk & Compliance Advisory/Assurance Teams

2015-08-01 00:00:00 - 2015-10-01 00:00:00

Universal Risks Solutions

Head of Global Risk and Compliance

2005-02-01 00:00:00 - 2015-10-01 00:00:00

Skills

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Languages

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FAQ About Vincent Mccarthy

Vincent Mccarthy is located at
Bromley, England, United Kingdom

Vincent Mccarthy is a FCA Approved SMF16 Compliance Oversight & SMF17 MLRO. Seasoned Compliance Officer with over 20 years of extensive experience in Audit, Finance, Risk and Compliance within the UK (EU/US) financial services sector. Proven expertise in effectively navigating and ensuring adherence to regulatory requirements, coupled with a deep understanding of governance, risk, and compliance principles from Board level to divisional line management. I hold both the SMF 16 & 17 functions with responsibilities spanning regulatory reporting, examinations, authorisations, rule interpretation, and change management. Oversee all aspects of compliance operations, ensuring alignment with regulatory standards and best practices. Collaborate closely with senior management to develop and implement compliance strategies, policies, and procedures. Manage regulatory relationships and engage with regulatory authorities such as the PRA & FCA to ensure compliance and foster positive relationships. Conduct thorough audits and risk assessments to identify and mitigate compliance risks across various financial products and services. I provide sound, reasoned and commercially-focused advice to key stakeholders including fintech entrepreneurs, such as start-ups and established businesses. Detail-oriented with a track record of delivering results in a fast-paced environment. Accomplished Compliance Officer with a robust analytical acumen and an agile problem-solving ethos. Proficient in navigating complex regulatory landscapes while fostering operational efficiency. Recognised for adept leadership through change and strategic decision-making, driving business performance and cultivating strong interdepartmental relationships. Demonstrated expertise in interpreting regulations with precision, ensuring compliance, and delivering innovative solutions in challenging environments. Analyse complex issues and devise innovative solutions to drive business performance. Foster strong relationships across all organisational levels to facilitate effective compliance measures. Influence, advise, negotiate, and persuade stakeholders to align with common goals and achieve targets. SKILLS Providing strategic guidance and advisory support to board members across a spectrum of areas including Planning, Product Development, Digital Technology, Governance, Risk, and Regulatory Compliance. Strong analytical skills in assessing profitability, conducting data analysis.

Vincent Mccarthy currently works in the Amazon | E Money Markets |

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Vincent Mccarthy has prior
experience in the following industries:
Affirm | Rizq Alternative Islamic Digital Banking | Assure Hedge | Barclays | Mypos | Babb | Paysafe | Elevate | Newday | One Savings Bank | Universal Risks Solutions

Vincent Mccarthy has the following professional experience:
Amazon | E Money Markets | Affirm | Rizq Alternative Islamic Digital Banking | Assure Hedge | Barclays | Mypos | Babb | Paysafe | Elevate | Newday | One Savings Bank | Universal Risks Solutions