Theodore Knoop
SENIOR COMPLIANCE OFFICER
Manage various aspects of the compliance program of multiple Business Dev...
West Islip, New York, United States
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Theodore Knoop’s Email theodore.knoop@jpmorgan.com
Social Media
Theodore Knoop’s Location West Islip, New York, United States
Theodore Knoop’s Current Industry
Theodore Knoop’s Prior Industry Capital One |
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Work Experience
Jp Morgan
Compliance Manager
Present
Capital One
Compliance Officer
1970-01-01 00:00:00 - 1970-01-01 00:00:00
John Thomas Financial
Compliance Manager
Present
Medley Management
Vice President Of Compliance
Present
Wellington Shields
Chief Compliance Officer, Capital Management Investment Trust And Compliance Officer, Asset Manageme
Present
Morgan Stanley
Compliance Manager
PresentSkills
Languages
FAQ About Theodore Knoop
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Theodore Knoop is located at
West Islip, New York, United States -
Theodore Knoop is a SENIOR COMPLIANCE OFFICER Manage various aspects of the compliance program of multiple Business Development Companies, SEC registered investment advisers, private funds and separately managed accounts that manages over 5.5 billion AUM. CORE COMPETENCIES • Investment Company Act of 1940 • Staff Training & Motivation • Risk Mitigation • Investment Advisers Act of 1940 • Regulatory Filings • SEC & FINRA Audits • Policy / Procedure Development • Strategic Planning • Process Improvement
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Theodore Knoop currently works in the
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No Languages Available
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Theodore Knoop has prior
experience in the following industries:
Capital One | -
Theodore Knoop has the following professional experience:
Jp Morgan | Capital One | John Thomas Financial | Medley Management | Wellington Shields | Morgan Stanley -
You can view Theodore Knoop’s LinkedIn profile at LinkedIn URL
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Theodore Knoop’s work email
addresses are
theodore.knoop@jpmorgan.com -
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