Stephanie Cates Ms Email & Phone Number | Experienced regulatory compliance officer, with a demonstrated history of working in the financial services industry. Skilled in risk control, change management, global compliance initiatives, managing regulatory examinations and monitoring processes with a Master's Degree in Regulatory Compliance from Northwestern University.

Stephanie Cates Ms

Experienced regulatory compliance officer, with a demonstrated history of working in the financial s...
1000 East 53rd StreetUnit 520, Chicago, United States

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Stephanie Cates Ms’s Email stephanie.cates@schwab.com

Stephanie Cates Ms’s Phone Numbers

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Stephanie Cates Ms’s Location 1000 East 53rd StreetUnit 520, Chicago, United States

Stephanie Cates Ms’s Current Industry Charles Schwab

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Work Experience

Charles Schwab

Senior Compliance Manager, Risk Reporting and Governance

2021-09-01 00:00:00 - Present

Northern Trust

Compliance Officer, Global Compliance

2015-04-01 00:00:00 - 2021-04-01 00:00:00

Regulatory Compliance Professional

Compliance Consultant

2014-11-01 00:00:00 - 2015-04-01 00:00:00

Cme

Clearing Compliance Intern

2013-11-01 00:00:00 - 2014-11-01 00:00:00

Consultant

Business Development Consultant

2010-09-01 00:00:00 - 2012-11-01 00:00:00

Us Department Of Commerce Us Census Bureau

Partnership Specialist

2009-01-01 00:00:00 - 2010-08-01 00:00:00

Oscient Pharmaceuticals

Territory Manager

2008-01-01 00:00:00 - 2009-04-01 00:00:00

Skills

No Skills Available

Languages

No Languages Available

FAQ About Stephanie Cates Ms

Stephanie Cates Ms is located at
1000 East 53rd StreetUnit 520, Chicago, United States

Stephanie Cates Ms is a Experienced regulatory compliance officer, with a demonstrated history of working in the financial services industry. Skilled in risk control, change management, global compliance initiatives, managing regulatory examinations and monitoring processes with a Master's Degree in Regulatory Compliance from Northwestern University.

Stephanie Cates Ms currently works in the Charles Schwab |

No Languages Available

Stephanie Cates Ms has prior
experience in the following industries:
Northern Trust | Regulatory Compliance Professional | Cme | Consultant | Us Department Of Commerce Us Census Bureau | Oscient Pharmaceuticals

Stephanie Cates Ms has the following professional experience:
Charles Schwab | Northern Trust | Regulatory Compliance Professional | Cme | Consultant | Us Department Of Commerce Us Census Bureau | Oscient Pharmaceuticals