Simon Walters Email & Phone Number | Persuasive, confident and practical Compliance Professional with a Chartered Membership at the Chartered Institute for Securities and Investment and 44 years’ experience in the Investment/Private Banking industries. I am able to effect change by conceptualising and implementing risk-based monitoring procedures and standards which directly result in more effective compliance. A proven track record of excelling in various roles throughout the industry and executing operational change, leading to reduced costs. A charismatic and inspiring leader with a wealth of knowledge and experience in the industry and a strong awareness of commercial considerations.

Simon Walters

Persuasive, confident and practical Compliance Professional with a Chartered Membership at the Chart...
Preston, England, United Kingdom

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Simon Walters’s Email simon.walters@tilney.co.uk

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Simon Walters’s Location Preston, England, United Kingdom

Simon Walters’s Current Industry Career Break

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Work Experience

Career Break

Retirement

2024-03-01 00:00:00 - Present

Bny Mellon

Compliance Specialist

2023-03-01 00:00:00 - 2024-03-01 00:00:00

Tilney Smith And Williamson

Regional Head of Compliance

2015-11-01 00:00:00 - 2021-03-01 00:00:00

Rbc Wealth Management Private Banking

Compliance Manager

2010-05-01 00:00:00 - 2015-10-01 00:00:00

Collins Stewart

Group Compliance Officer

2009-02-01 00:00:00 - 2010-03-01 00:00:00

Ansbacher

Compliance Manager

2007-02-01 00:00:00 - 2009-02-01 00:00:00

Clarksons Securities

Compliance Advisor

2006-09-01 00:00:00 - 2007-02-01 00:00:00

Teather And Greenwood

Compliance Consultant

2005-10-01 00:00:00 - 2006-07-01 00:00:00

Meteora Partners

Compliance Officer

2003-08-01 00:00:00 - 2005-08-01 00:00:00

Jardine Matheson

Administration Manager

1993-05-01 00:00:00 - 2003-06-01 00:00:00

Prudential Financial

Deputy Compliance Officer

1993-05-01 00:00:00 - 2003-06-01 00:00:00

Bnp Paribas Banque Privee

Foreign Exchange Dealer

1991-04-01 00:00:00 - 1993-04-01 00:00:00

Citi

Foreign Exchange Dealer

1984-03-01 00:00:00 - 1991-03-01 00:00:00

Coutts

Clerk

1979-10-01 00:00:00 - 1984-02-01 00:00:00

Skills

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Languages

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FAQ About Simon Walters

Simon Walters is located at
Preston, England, United Kingdom

Simon Walters is a Persuasive, confident and practical Compliance Professional with a Chartered Membership at the Chartered Institute for Securities and Investment and 44 years’ experience in the Investment/Private Banking industries. I am able to effect change by conceptualising and implementing risk-based monitoring procedures and standards which directly result in more effective compliance. A proven track record of excelling in various roles throughout the industry and executing operational change, leading to reduced costs. A charismatic and inspiring leader with a wealth of knowledge and experience in the industry and a strong awareness of commercial considerations.

Simon Walters currently works in the Career Break |

No Languages Available

Simon Walters has prior
experience in the following industries:
Bny Mellon | Tilney Smith And Williamson | Rbc Wealth Management Private Banking | Collins Stewart | Ansbacher | Clarksons Securities | Teather And Greenwood | Meteora Partners | Jardine Matheson | Prudential Financial | Bnp Paribas Banque Privee | Citi | Coutts

Simon Walters has the following professional experience:
Career Break | Bny Mellon | Tilney Smith And Williamson | Rbc Wealth Management Private Banking | Collins Stewart | Ansbacher | Clarksons Securities | Teather And Greenwood | Meteora Partners | Jardine Matheson | Prudential Financial | Bnp Paribas Banque Privee | Citi | Coutts