Sam Senno Email & Phone Number | As an Associate Director of Compliance at UBS, I oversee group investigations and employee conduct for the global banking and financial services company. With over four years of experience in this role, I ensure compliance with relevant laws, regulations, and policies, and protect the reputation and integrity of UBS and its clients. My core competencies include regulatory compliance, data analytics, and risk management. I leverage my IBM Data Analyst Professional Certificate and my proficiency in Microsoft Excel to analyze complex data sets, identify trends and patterns, and generate actionable insights and recommendations. I also utilize my Japanese language skills and my knowledge of the Japanese market to communicate and collaborate effectively with internal and external stakeholders across regions and cultures.

Sam Senno

As an Associate Director of Compliance at UBS, I oversee group investigations and employee conduct f...
Tokyo, Tokyo, Japan

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Sam Senno’s Email sam.senno@ubs.com

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Sam Senno’s Location Tokyo, Tokyo, Japan

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Associate Director, Group Investigations & Employee Conduct

2020-03-01 00:00:00 - Present

Compliance Officer, Conduct Risk

2017-11-01 00:00:00 - 2018-06-01 00:00:00

Business Development

2016-11-01 00:00:00 - 2017-03-01 00:00:00

Senior Researcher シニア・リサーチャー

2013-07-01 00:00:00 - 2014-12-01 00:00:00

Senior Associate - Telecoms, Media & Technology シニア・アソシエート

2009-07-01 00:00:00 - 2012-11-01 00:00:00

Research Associate, US IT Services and Semiconductors リサーチ・アソシエート

2007-10-01 00:00:00 - 2008-10-01 00:00:00

Assistant Manager, US Semiconductors アナリスト・アシスタント・マネージャー

2005-08-01 00:00:00 - 2007-09-01 00:00:00

Intern, Wealth Management インターン

2003-02-01 00:00:00 - 2004-06-01 00:00:00

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Sam Senno is a As an Associate Director of Compliance at UBS, I oversee group investigations and employee conduct for the global banking and financial services company. With over four years of experience in this role, I ensure compliance with relevant laws, regulations, and policies, and protect the reputation and integrity of UBS and its clients. My core competencies include regulatory compliance, data analytics, and risk management. I leverage my IBM Data Analyst Professional Certificate and my proficiency in Microsoft Excel to analyze complex data sets, identify trends and patterns, and generate actionable insights and recommendations. I also utilize my Japanese language skills and my knowledge of the Japanese market to communicate and collaborate effectively with internal and external stakeholders across regions and cultures.

Sam Senno has prior
experience in the following industries:
Ubs Securities | 慈恵学園グループ | Japan Asia Strategic Advisory アジア戦略アドバイザリ | Citi | Thomas Weisel Partners トーマスウェイゼル | Hsbc | Merrill Lynch メリルリンチ

Sam Senno has the following professional experience:
Ubs | Ubs Securities | 慈恵学園グループ | Japan Asia Strategic Advisory アジア戦略アドバイザリ | Citi | Thomas Weisel Partners トーマスウェイゼル | Hsbc | Merrill Lynch メリルリンチ