Robert Ruffing

Robert Ruffing

Compliance Director of Equities and Capital Markets at Piper Sandler
Minneapolis, Minnesota, United States

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Work Experience

Piper Sandler

Compliance Director of Equities and Capital Markets

2021-03-01 - Present

KeyBanc Capital Markets

VP Equity Compliance

2010-07-01 - Present

Citigroup

Vice President of Fund Compliance

Present

FBR

Vice President of Compliance

2006-03-01 - 2008-07-01

Friedman Billings Ramsey

Capital Markets Compliance

2006-01-01 - 2008-01-01

Alliance Capital Management

Compliance Officer

2001-06-01 - 2004-03-01

Skills

No Skills Available

Languages

No Languages Available