Paul Wigglesworth Email & Phone Number | Experienced professional with proven expertise in compliance and management for global investment management firms. I am seeking opportunities to consult on investment compliance matters, including enhancing the effectiveness of compliance programs and implementing compliance related software. Specialties: Demonstrated success in establishing and managing compliance functions in the context of 38a-1, 206(4)-7 and SSAE 16 (formerly SAS 70). Focused on developing creative, automated approaches to short and long-term goals. Proficient in automated compliance monitoring systems including Bloomberg CMGR, VMGR and Charles River. Experienced in RIA marketing material review. Excellent communication skills including the ability to interact with all levels and functions throughout an organization. Consistently achieved planned objectives and project goals.

Paul Wigglesworth

Experienced professional with proven expertise in compliance and management for global investment ma...
Belmont, Massachusetts, United States

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Paul Wigglesworth’s Email panjo@ix.netcom.com

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Paul Wigglesworth’s Location Belmont, Massachusetts, United States

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Investment Compliance Consultant

2009-07-01 00:00:00 - 2015-06-01 00:00:00

Senior Consultant

2007-07-01 00:00:00 - 2010-01-01 00:00:00

Senior Vice President

2006-03-01 00:00:00 - 2007-05-01 00:00:00

Senior Product Marketing Manager

2003-02-01 00:00:00 - 2006-01-01 00:00:00

Vice President, Compliance Manager

2001-01-01 00:00:00 - 2002-01-01 00:00:00

Senior Manager, Investment Compliance

1995-01-01 00:00:00 - 2001-01-01 00:00:00

Vice President

1991-01-01 00:00:00 - 1994-01-01 00:00:00

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Paul Wigglesworth is a Experienced professional with proven expertise in compliance and management for global investment management firms. I am seeking opportunities to consult on investment compliance matters, including enhancing the effectiveness of compliance programs and implementing compliance related software. Specialties: Demonstrated success in establishing and managing compliance functions in the context of 38a-1, 206(4)-7 and SSAE 16 (formerly SAS 70). Focused on developing creative, automated approaches to short and long-term goals. Proficient in automated compliance monitoring systems including Bloomberg CMGR, VMGR and Charles River. Experienced in RIA marketing material review. Excellent communication skills including the ability to interact with all levels and functions throughout an organization. Consistently achieved planned objectives and project goals.

Paul Wigglesworth has prior
experience in the following industries:
Manulife Asset Management | Inferware | Bank Of America | The Macgregor | Wellington Management | Fidelity Investments | Fleet Bank

Paul Wigglesworth has the following professional experience:
Manulife Asset Management | Inferware | Bank Of America | The Macgregor | Wellington Management | Fidelity Investments | Fleet Bank