Paul Walsh
Global Banking & Markets
Executive Compliance & Regulatory Risk Leadership
Chief Compliance Office...
17 Stuyvesant OvalApartment 1c, New York, United States
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Paul Walsh’s Email walshp@stjohns.edu
Social Media
Paul Walsh’s Location 17 Stuyvesant OvalApartment 1c, New York, United States
Paul Walsh’s Current Industry Commonwealth Bank Financial Industry Regulatory Authority
Paul Walsh’s Prior Industry Betterment | Chad | St Johns University School Of Law | Td Securities | Jpmorgan Chase | Axa Financial | New York City Law Department | Kings County District Attorneys Office
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Work Experience
Commonwealth Bank
US Chief Compliance Officer & Head of Regulatory Risk
2018-11-01 00:00:00 - PresentFinancial Industry Regulatory Authority
FINRA Dispute Resolution Arbitrator
2002-12-01 00:00:00 - PresentBetterment
Chief Compliance Officer & Regulatory Counsel
2017-08-01 00:00:00 - 2018-10-01 00:00:00Chad
Chief Compliance Officer, US Wealth
2015-10-01 00:00:00 - 2017-08-01 00:00:00St Johns University School Of Law
Adjunct Professor Of Law
2012-08-01 00:00:00 - 2016-12-01 00:00:00Td Securities
Head of Compliance - TD Bank - Asia Pacific
2015-01-01 00:00:00 - 2015-08-01 00:00:00Jpmorgan Chase
Vice President, Assistant General Counsel & Compliance Director
2004-10-01 00:00:00 - 2012-12-01 00:00:00Axa Financial
Assistant Vice President & Counsel
1998-12-01 00:00:00 - 2004-10-01 00:00:00New York City Law Department
Assistant Corporation Counsel
1996-10-01 00:00:00 - 1998-12-01 00:00:00Kings County District Attorneys Office
Assistant District Attorney
1992-08-01 00:00:00 - 1996-10-01 00:00:00