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Paul Walsh

Global Banking & Markets Executive Compliance & Regulatory Risk Leadership Chief Compliance Office...
17 Stuyvesant OvalApartment 1c, New York, United States

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Work Experience

Commonwealth Bank

US Chief Compliance Officer & Head of Regulatory Risk

2018-11-01 00:00:00 - Present

Financial Industry Regulatory Authority

FINRA Dispute Resolution Arbitrator

2002-12-01 00:00:00 - Present

Betterment

Chief Compliance Officer & Regulatory Counsel

2017-08-01 00:00:00 - 2018-10-01 00:00:00

Chad

Chief Compliance Officer, US Wealth

2015-10-01 00:00:00 - 2017-08-01 00:00:00

St Johns University School Of Law

Adjunct Professor Of Law

2012-08-01 00:00:00 - 2016-12-01 00:00:00

Td Securities

Head of Compliance - TD Bank - Asia Pacific

2015-01-01 00:00:00 - 2015-08-01 00:00:00

Jpmorgan Chase

Vice President, Assistant General Counsel & Compliance Director

2004-10-01 00:00:00 - 2012-12-01 00:00:00

Axa Financial

Assistant Vice President & Counsel

1998-12-01 00:00:00 - 2004-10-01 00:00:00

New York City Law Department

Assistant Corporation Counsel

1996-10-01 00:00:00 - 1998-12-01 00:00:00

Kings County District Attorneys Office

Assistant District Attorney

1992-08-01 00:00:00 - 1996-10-01 00:00:00

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