Patrick Mills Email & Phone Number | Experienced Capital Markets executive. Skilled in the regulations of CIRO and FINRA and how they apply to all areas of Equity Capital Markets. Building trust with all stakeholders and a relentless pursuit of ensuring business is not only compliant but profitable.

Patrick Mills

Experienced Capital Markets executive. Skilled in the regulations of CIRO and FINRA and how they app...
Toronto, Toronto, Canada

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Patrick Mills’s Email pmills@redcloudfs.com

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Patrick Mills’s Location Toronto, Toronto, Canada

Patrick Mills’s Current Industry Red Cloud Securities

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Work Experience

Red Cloud Securities

Chief Compliance Officer

2021-05-01 00:00:00 - Present

Nour Private Wealth

Chief Operating Officer and Chief Compliance Officer

2020-03-01 00:00:00 - 2021-05-01 00:00:00

Hampton Securities

Chief Compliance Officer

2019-06-01 00:00:00 - 2020-03-01 00:00:00

Raymond James

Vice President, Compliance

2019-01-01 00:00:00 - 2019-06-01 00:00:00

Ia Securities

Director, Institutional Compliance

2017-06-01 00:00:00 - 2018-05-01 00:00:00

Beacon Securities

Director, Compliance and Operations

2014-06-01 00:00:00 - 2017-06-01 00:00:00

Paradigm Capital

Vice President, Compliance

2008-10-01 00:00:00 - 2014-06-01 00:00:00

Research Capital

Senior Institutional Compliance Officer

2006-09-01 00:00:00 - 2008-09-01 00:00:00

Octagon Capital

Manager, Compliance

2005-01-01 00:00:00 - 2006-08-01 00:00:00

Investment Dealers Association

Complaints/Investigations

2001-04-01 00:00:00 - 2004-08-01 00:00:00

Ct Securities

Senior Customer Service Officer

1997-01-01 00:00:00 - 2000-12-01 00:00:00

Skills

No Skills Available

Languages

No Languages Available

FAQ About Patrick Mills

Patrick Mills is located at
Toronto, Toronto, Canada

Patrick Mills is a Experienced Capital Markets executive. Skilled in the regulations of CIRO and FINRA and how they apply to all areas of Equity Capital Markets. Building trust with all stakeholders and a relentless pursuit of ensuring business is not only compliant but profitable.

Patrick Mills currently works in the Red Cloud Securities |

No Languages Available

Patrick Mills has prior
experience in the following industries:
Nour Private Wealth | Hampton Securities | Raymond James | Ia Securities | Beacon Securities | Paradigm Capital | Research Capital | Octagon Capital | Investment Dealers Association | Ct Securities

Patrick Mills has the following professional experience:
Red Cloud Securities | Nour Private Wealth | Hampton Securities | Raymond James | Ia Securities | Beacon Securities | Paradigm Capital | Research Capital | Octagon Capital | Investment Dealers Association | Ct Securities