Matthew Watts Email & Phone Number | Effective leader of five major Supervision functional areas and over 80 associates utilizing an enterprise wide process based methodology to solve organizational challenges. Proven ability to design, sell, and execute high impact projects for multinational clients including Merck, ConocoPhillips, BASF Corporation and Olin Chemicals as an Accenture Consultant and a Senior Vice President at Raymond James Financial. Personable coalition builder with demonstrated ability to drive accountability and forge partnerships that enable execution of improvement goals within matrix organizations. Expertise includes building and leading a new Supervision department, leading Raymond James’ efforts to comply with the Department of Labor (DOL) Fiduciary Rule and Regulation Best Interest (Reg BI), corporate Chief of Staff experience, Executive Leadership and Board level presentations, Alternative Investments Platform Administration, business process analysis and design, Department of Labor (ERISA), FINRA and SEC regulatory compliance, change management and human performance, and project management. Broad knowledge of broker-dealer and investment advisory functions, firm revenue and financial advisor compensation structures, risk and control frameworks, and conflict of interest mitigation. Securities licenses include Series 7, 24, 55, 63, and 99; education includes MBA degree. SIFMA Securities Industry Institute at Wharton (SII), and Columbia Business School executive development programs graduate.

Matthew Watts

Effective leader of five major Supervision functional areas and over 80 associates utilizing an ente...
St Petersburg, Florida, United States

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Matthew Watts’s Email matthew.watts@raymondjames.com

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Matthew Watts’s Location St Petersburg, Florida, United States

Matthew Watts’s Current Industry Raymond James

Matthew Watts’s Prior Industry Raymond James Financial | Proprietary Trading | Accenture

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Work Experience

Raymond James

Senior Vice President, Supervision

2018-07-01 00:00:00 - Present

Raymond James Financial

Director of Alternative Investments Platform Administration and Operational Due Diligence

2012-04-01 00:00:00 - 2014-12-01 00:00:00

Proprietary Trading

Registered Representative

2000-11-01 00:00:00 - 2003-01-01 00:00:00

Accenture

Management Consultant

1995-08-01 00:00:00 - 2000-10-01 00:00:00

Skills

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Languages

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FAQ About Matthew Watts

Matthew Watts is located at
St Petersburg, Florida, United States

Matthew Watts is a Effective leader of five major Supervision functional areas and over 80 associates utilizing an enterprise wide process based methodology to solve organizational challenges. Proven ability to design, sell, and execute high impact projects for multinational clients including Merck, ConocoPhillips, BASF Corporation and Olin Chemicals as an Accenture Consultant and a Senior Vice President at Raymond James Financial. Personable coalition builder with demonstrated ability to drive accountability and forge partnerships that enable execution of improvement goals within matrix organizations. Expertise includes building and leading a new Supervision department, leading Raymond James’ efforts to comply with the Department of Labor (DOL) Fiduciary Rule and Regulation Best Interest (Reg BI), corporate Chief of Staff experience, Executive Leadership and Board level presentations, Alternative Investments Platform Administration, business process analysis and design, Department of Labor (ERISA), FINRA and SEC regulatory compliance, change management and human performance, and project management. Broad knowledge of broker-dealer and investment advisory functions, firm revenue and financial advisor compensation structures, risk and control frameworks, and conflict of interest mitigation. Securities licenses include Series 7, 24, 55, 63, and 99; education includes MBA degree. SIFMA Securities Industry Institute at Wharton (SII), and Columbia Business School executive development programs graduate.