Mark Pinocci

Mark Pinocci

Enterprise Chief Compliance Officer Transamerica Life Insurance Company
Dallas, Texas, United States

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Work Experience

Transamerica Life Insurance Company

Enterprise Chief Compliance Officer

2018-05-01 - Present

Transamerica

Head of Distribution Compliance

2017-11-01 - 2018-05-01

Citizens Bank

SVP, Chief Compliance Officer Wealth Management

2016-05-01 - 2017-10-01

Santander Securities LLC

Director of Risk

2015-04-01 - 2016-05-01

Santander Securities, LLC

Deputy Chief Compliance Officer

2012-06-01 - 2015-04-01

BNY Mellon

Vice President - Compliance & Ethics

2008-01-01 - 2012-01-01

Deloitte & Touche LLP

Manager

2006-01-01 - 2008-01-01

Commonwealth Financial Network

Compliance Advisor

2000-01-01 - 2002-01-01

Skills

financial services insurance finance investments retirement

Languages

No Languages Available