Kristin Pebelske Email & Phone Number | Compliance Officer with over 17 years of experience in the financial services industry, focusing on investment management compliance. Considerable experience in automated compliance testing systems, analytics, and portfolio surveillance support on both a pre- and post-trade basis. Working knowledge of relevant securities laws, industry practices, and regulations, including the Investment Advisers Act of 1940, the Investment Company Act of 1940, and SEC rules and regulations. Leadership skills include strong verbal and written communication skills, ability to prioritize and manage high volumes of work under tight deadlines, people management, team building, and employee training. Skilled in MS Office and Adobe, as well as compliance testing systems including Bloomberg, Charles River, and BlackRock Aladdin.

Kristin Pebelske

Compliance Officer with over 17 years of experience in the financial services industry, focusing on...
Chicago, Chicago, United States

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Kristin Pebelske’s Location Chicago, Chicago, United States

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Kristin Pebelske’s Prior Industry Voya Investment Management | Ing Funds

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Assistant Vice President, Compliance Officer

2022-10-01 00:00:00 - 2024-05-01 00:00:00

Fund Compliance Supervisor

2011-04-01 00:00:00 - 2013-06-01 00:00:00

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Kristin Pebelske is a Compliance Officer with over 17 years of experience in the financial services industry, focusing on investment management compliance. Considerable experience in automated compliance testing systems, analytics, and portfolio surveillance support on both a pre- and post-trade basis. Working knowledge of relevant securities laws, industry practices, and regulations, including the Investment Advisers Act of 1940, the Investment Company Act of 1940, and SEC rules and regulations. Leadership skills include strong verbal and written communication skills, ability to prioritize and manage high volumes of work under tight deadlines, people management, team building, and employee training. Skilled in MS Office and Adobe, as well as compliance testing systems including Bloomberg, Charles River, and BlackRock Aladdin.