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Ken Clowers

Results-driven Compliance Professional with over 20 years of broker-dealer supervisory and regulator...
Seattle, Seattle, United States

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Work Experience

Osaic

Senior IA Compliance Analyst

2020-11-01 00:00:00 - Present

Kms Financial Services

Compliance Officer

2016-06-01 00:00:00 - 2020-11-01 00:00:00

Signator Financial Services

Supervision Analyst

2013-10-01 00:00:00 - 2016-05-01 00:00:00

Symetra Investment Services

Compliance Analyst

2012-06-01 00:00:00 - 2013-10-01 00:00:00

Pacific West Financial

Sr. Compliance Specialist

2000-06-01 00:00:00 - 2012-03-01 00:00:00

Skills

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Languages

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