Ken Clowers
Results-driven Compliance Professional with over 20 years of broker-dealer supervisory and regulator...
Seattle, Seattle, United States
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Ken Clowers’s Email ken.clowers@advisorgroup.com
Social Media
Ken Clowers’s Location Seattle, Seattle, United States
Ken Clowers’s Current Industry Osaic
Ken Clowers’s Prior Industry Kms Financial Services | Signator Financial Services | Symetra Investment Services | Pacific West Financial
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Work Experience
Osaic
Senior IA Compliance Analyst
2020-11-01 00:00:00 - PresentKms Financial Services
Compliance Officer
2016-06-01 00:00:00 - 2020-11-01 00:00:00Signator Financial Services
Supervision Analyst
2013-10-01 00:00:00 - 2016-05-01 00:00:00Symetra Investment Services
Compliance Analyst
2012-06-01 00:00:00 - 2013-10-01 00:00:00Pacific West Financial
Sr. Compliance Specialist
2000-06-01 00:00:00 - 2012-03-01 00:00:00