Joseph Gallino

Joseph Gallino

Deputy Chief Compliance Officer at Oppenheimer & Co. Inc.
Northport, New York, United States

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Work Experience

Oppenheimer & Co. Inc.

Deputy Chief Compliance Officer

2015-03-01 - Present

Deutsche Bank Securities

Director, PWM Compliance Advisory

2006-09-01 - 2015-03-01

HSBC Securities

1stVP/SVP/MD

2000-10-01 - 2006-09-01

Fleet Securities

Vice President

1995-02-01 - 2000-10-01

Royal Alliance Associates

Vice President

1988-05-01 - 1995-02-01

Skills

wealth management debt & equity capital markets mergers acquisitions retirement services asset management investment banking equity research

Languages

No Languages Available