John Roeser

John Roeser

Managing Director and Chief Counsel of the Trading, Markets and Operations Legal Group
Washington, District of Columbia, United States

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Work Experience

Charles Schwab

Managing Director and Chief Counsel of the Trading, Markets and Operations Legal Group

2022-02-01 - Present

U.S. Securities and Exchange Commission, Division of Trading and Markets

Associate Director

1998-09-01 - 2022-02-01

Skills

finance brokers brokerage banking financial consulting financial products & services portfolio management advisor services retirement plan services specialty brokerage services mutual fund clearing services banks & credit unions financial advising financial services investing

Languages

English