Jim Mcgrath Email & Phone Number | Financial markets regulatory, compliance and risk management (operational risk and market risk) across OTC and exchange traded markets (retail and wholesale). Key strengths: • Leadership and senior stakeholder engagement; • Regulator liaison including ASIC, ASX, AUSTRAC, APRA; CFTC, NFA • Monitoring, surveillance and reporting; • Policy development and implementation; • Risk management frameworks; • Training and advising staff; • Strong oral and written communication, analytical, numeracy skills; • Project management.

Jim Mcgrath

Financial markets regulatory, compliance and risk management (operational risk and market risk) acro...
Sydney, Sydney, Australia

*50 free lookup(s) per month.

Jim Mcgrath’s Email jim.mcgrath@anz.com

Jim Mcgrath’s Phone Numbers

Get JIM’s Phone Number (For Free)

Social Media

Jim Mcgrath’s Location Sydney, Sydney, Australia

Jim Mcgrath’s Current Industry Anz

Find accurate emails & phone numbers for over 700M professionals.

Head of Markets Compliance

2022-09-01 00:00:00 - Present

Senior Consultant - Broker Group

2011-03-01 00:00:00 - 2015-09-01 00:00:00

Compliance Consultant

2011-07-01 00:00:00 - 2015-05-01 00:00:00

Compliance Manager

2010-09-01 00:00:00 - 2011-03-01 00:00:00

Compliance Manager

2009-01-01 00:00:00 - 2010-09-01 00:00:00

Compliance Manager

2006-01-01 00:00:00 - 2008-11-01 00:00:00

Compliance Officer

2001-01-01 00:00:00 - 2005-01-01 00:00:00

No Skills Available

No Languages Available

Jim Mcgrath is a Financial markets regulatory, compliance and risk management (operational risk and market risk) across OTC and exchange traded markets (retail and wholesale). Key strengths: • Leadership and senior stakeholder engagement; • Regulator liaison including ASIC, ASX, AUSTRAC, APRA; CFTC, NFA • Monitoring, surveillance and reporting; • Policy development and implementation; • Risk management frameworks; • Training and advising staff; • Strong oral and written communication, analytical, numeracy skills; • Project management.

Jim Mcgrath has prior
experience in the following industries:
Certainty Compliance | Rbc Capital Markets | Bell Potter Securities | Macquarie Bank | Cmc Markets | Ing

Jim Mcgrath has the following professional experience:
Anz | Certainty Compliance | Rbc Capital Markets | Bell Potter Securities | Macquarie Bank | Cmc Markets | Ing