Janice Powell Iaccp Email & Phone Number | An analytical leader with progressive experience in developing and implementing enterprise risk/compliance management frameworks in line with financial service regulations, featuring SEC, FINRA, BSA/AML, Fiduciary, ERISA, and Trust (12 CFR-9). Employers recognize me for possessing a commendable record of steering the design, implementation, and revamping of risk-based compliance programs covering investment advisory and fiduciary services. Throughout my career, I have earned recognition as a subject matter expert in providing guidance on regulatory matters to multi-family offices, mutual funds, dual registrants, bank holding companies, and traditional financing organizations. My career profile is complemented by my strong credentials, including an MBA Degree, Investment Adviser Certified Compliance Professional (IACCP), and membership of The National Society of Compliance Professionals (NSCP). If you want to know more about me, please feel free to reach out at janicepowell125@outlook.com.

Janice Powell Iaccp

An analytical leader with progressive experience in developing and implementing enterprise risk/comp...
West Jordan, Utah, United States

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Janice Powell Iaccp’s Email janice.powell@corecls.com

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Janice Powell Iaccp’s Location West Jordan, Utah, United States

Janice Powell Iaccp’s Current Industry Diversify Advisor Network

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Chief Compliance Officer

2023-02-01 00:00:00 - Present

Sr. Compliance Consultant

2021-01-01 00:00:00 - 2023-02-01 00:00:00

Deputy Director, RIA Supervision

2018-01-01 00:00:00 - 2021-01-01 00:00:00

Chief Compliance Officer

2018-01-01 00:00:00 - 2018-01-01 00:00:00

Chief Compliance Officer

2017-01-01 00:00:00 - 2017-01-01 00:00:00

Vice President, Wealth Management Compliance Officer

2014-01-01 00:00:00 - 2016-01-01 00:00:00

Chief Compliance Officer

2016-01-01 00:00:00 - 2016-01-01 00:00:00

Chief Compliance Officer

2008-04-01 00:00:00 - 2014-06-01 00:00:00

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Janice Powell Iaccp is a An analytical leader with progressive experience in developing and implementing enterprise risk/compliance management frameworks in line with financial service regulations, featuring SEC, FINRA, BSA/AML, Fiduciary, ERISA, and Trust (12 CFR-9). Employers recognize me for possessing a commendable record of steering the design, implementation, and revamping of risk-based compliance programs covering investment advisory and fiduciary services. Throughout my career, I have earned recognition as a subject matter expert in providing guidance on regulatory matters to multi-family offices, mutual funds, dual registrants, bank holding companies, and traditional financing organizations. My career profile is complemented by my strong credentials, including an MBA Degree, Investment Adviser Certified Compliance Professional (IACCP), and membership of The National Society of Compliance Professionals (NSCP). If you want to know more about me, please feel free to reach out at janicepowell125@outlook.com.

Janice Powell Iaccp has prior
experience in the following industries:
Core Compliance And Legal Services | Securities America | Pagnatokarp | The Index | Bok Financial | Convergent Wealth Advisors | Zions Bancorporation

Janice Powell Iaccp has the following professional experience:
Diversify Advisor Network | Core Compliance And Legal Services | Securities America | Pagnatokarp | The Index | Bok Financial | Convergent Wealth Advisors | Zions Bancorporation