Emma Spratley Email & Phone Number | 2nd line of defence role leading a team oversighting the operations, platform and finance functions of our wealth management business. Passionate about delivering great outcomes to all clients - in particular those who are vulnerable. Prior to this I have over 20 years experience in investment firms. Expertise in risk governance & oversight, regulatory compliance, operational risk, conduct risk, customer service and operations management. Chartered MCSI. LLB (Hons) in English & European Law.

Emma Spratley

2nd line of defence role leading a team oversighting the operations, platform and finance functions...
Leeds, Leeds, United Kingdom

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Emma Spratley’s Location Leeds, Leeds, United Kingdom

Emma Spratley’s Current Industry Schroders Personal Wealth

Emma Spratley’s Prior Industry Lloyds Banking | Halifax Share Dealing

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Head Of Operations Risk & Compliance Oversight

2024-01-01 00:00:00 - Present

Senior Risk Manager, Stockbroking Risk, Insurance & Wealth Division

2019-01-01 00:00:00 - 2019-12-01 00:00:00

Senior Customer Services Manager

2011-02-01 00:00:00 - 2014-10-01 00:00:00

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Emma Spratley is a 2nd line of defence role leading a team oversighting the operations, platform and finance functions of our wealth management business. Passionate about delivering great outcomes to all clients - in particular those who are vulnerable. Prior to this I have over 20 years experience in investment firms. Expertise in risk governance & oversight, regulatory compliance, operational risk, conduct risk, customer service and operations management. Chartered MCSI. LLB (Hons) in English & European Law.