Emily Teran Email & Phone Number | VP and Chief Compliance Officer of a dually registered broker-dealer/investment advisory firm with broad experience in all aspects of the regulatory landscape including FINRA, SEC, state, and insurance regulations. Proven leadership skills in business development and process improvement, employee and independent contractor contracts, and operations and employee management.

Emily Teran

VP and Chief Compliance Officer of a dually registered broker-dealer/investment advisory firm with b...
United States

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Emily Teran’s Email eteran@fwainvest.com

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Emily Teran’s Location United States

Emily Teran’s Current Industry First Western Advisors

Emily Teran’s Prior Industry Socratic Arts

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Chief Compliance Officer

2019-03-01 00:00:00 - Present

Project Manager / Instructional Designer

2011-04-01 00:00:00 - 2016-06-01 00:00:00

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Emily Teran is a VP and Chief Compliance Officer of a dually registered broker-dealer/investment advisory firm with broad experience in all aspects of the regulatory landscape including FINRA, SEC, state, and insurance regulations. Proven leadership skills in business development and process improvement, employee and independent contractor contracts, and operations and employee management.