Dawn Pagliaro Email & Phone Number | I am an accomplished financial services executive with more than 30 years of experience in both traditional broker-dealer clearing operations and fintech startups. I have a strong background in trading operations and compliance, risk management, and various other operational functions. My expertise includes developing and implementing compliance policies, managing regulatory audits, and overseeing trading practices to ensure adherence to SEC and FINRA regulations. I hold FINRA Series 7, 24, 57, 63, 99 licenses. Specialties: Strategic thinking, leadership, team building, analytical thinking, efficiency optimization, interpersonal skills

Dawn Pagliaro

I am an accomplished financial services executive with more than 30 years of experience in both trad...
New Smyrna Beach, Florida, United States

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Dawn Pagliaro’s Email dawn@robinhood.com

Dawn Pagliaro’s Phone Numbers +1 415-457-****

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Dawn Pagliaro’s Location New Smyrna Beach, Florida, United States

Dawn Pagliaro’s Current Industry

Dawn Pagliaro’s Prior Industry Robinhood | Pershing A Bny Mellon | Bny Mellon

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Sr. Compliance Lead – Trading and Best Execution

2022-08-01 00:00:00 - 2024-03-01 00:00:00

Vice President, Credit and Market Risk

2015-01-01 00:00:00 - 2016-01-01 00:00:00

Vice President, Manager, Regulatory Trading Oversight

2013-01-01 00:00:00 - 2015-01-01 00:00:00

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Dawn Pagliaro is a I am an accomplished financial services executive with more than 30 years of experience in both traditional broker-dealer clearing operations and fintech startups. I have a strong background in trading operations and compliance, risk management, and various other operational functions. My expertise includes developing and implementing compliance policies, managing regulatory audits, and overseeing trading practices to ensure adherence to SEC and FINRA regulations. I hold FINRA Series 7, 24, 57, 63, 99 licenses. Specialties: Strategic thinking, leadership, team building, analytical thinking, efficiency optimization, interpersonal skills