David Petrullo Email & Phone Number | ► I am an accomplished manager with proven success managing daily risk, compliance and support functions for leading financial institutions across domestic and international markets. I possess a rare blend of finance, risk, compliance, technology and operations expertise. ► I have an extensive background in capital markets and regulatory compliance, as well as management of AML programs, market risk, operational risk, and support for broker dealer and bank side businesses. I excel at identifying gaps in operational risk and optimizing processes leading to performance enhancements and cost reductions for Institutional Banking, Finance, Technology, Operations and Human Resources. ► I am a recognized leader, respected business partner and trusted risk advisor who builds productive partnerships with key stakeholders, vendors and global operations teams to implement vital systems, processes and regulatory changes that grow bottom-line success. ☛ Key Skills ☚ ✦ Global Capital Markets ✦ Operational Risk Development/Management ✦ Regulatory Compliance & Reporting ✦ FINRA & OCC Regulatory Exams ✦ Policy & Procedure Development ✦ Anti-Money Laundering (AML) ✦ Cost Reduction & Avoidance ✦ Bank & Broker Dealer Operations ✦ Performance & Process Improvements ✦ Strategic Partnerships ✦ Change Management ✦ IT / Technology ✦ Risk & Control Assessments ✦ KRI & KPI Development and Monitoring ✦ Identification of Emerging Risks

David Petrullo

► I am an accomplished manager with proven success managing daily risk, compliance and support funct...
Commack, New York, United States

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David Petrullo’s Location Commack, New York, United States

David Petrullo’s Current Industry

David Petrullo’s Prior Industry Industrial And Commercial Bank | National Australia Bank | Nab

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Director - Business Risks & Controls

2021-05-01 00:00:00 - 2024-04-01 00:00:00

Vice President Business Support

2016-05-01 00:00:00 - 2020-05-01 00:00:00

Various

1994-05-01 00:00:00 - 2000-01-01 00:00:00

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David Petrullo is a ► I am an accomplished manager with proven success managing daily risk, compliance and support functions for leading financial institutions across domestic and international markets. I possess a rare blend of finance, risk, compliance, technology and operations expertise. ► I have an extensive background in capital markets and regulatory compliance, as well as management of AML programs, market risk, operational risk, and support for broker dealer and bank side businesses. I excel at identifying gaps in operational risk and optimizing processes leading to performance enhancements and cost reductions for Institutional Banking, Finance, Technology, Operations and Human Resources. ► I am a recognized leader, respected business partner and trusted risk advisor who builds productive partnerships with key stakeholders, vendors and global operations teams to implement vital systems, processes and regulatory changes that grow bottom-line success. ☛ Key Skills ☚ ✦ Global Capital Markets ✦ Operational Risk Development/Management ✦ Regulatory Compliance & Reporting ✦ FINRA & OCC Regulatory Exams ✦ Policy & Procedure Development ✦ Anti-Money Laundering (AML) ✦ Cost Reduction & Avoidance ✦ Bank & Broker Dealer Operations ✦ Performance & Process Improvements ✦ Strategic Partnerships ✦ Change Management ✦ IT / Technology ✦ Risk & Control Assessments ✦ KRI & KPI Development and Monitoring ✦ Identification of Emerging Risks