David Emero Pmp Email & Phone Number | Experienced financial services professional with a proven track record of success leading regulatory, business and technology change management activities. Deep functional and technical expert in the full spectrum of non-financial regulatory reporting. Recognized industry thought leader in Securities and Swaps reporting - leading and actively participating in numerous industry working groups through SIFMA, FIF, and ISDA. Former member of the Consolidated Audit Trail Advisory Committee. Public speaker at numerous financial industry forums and events. Front-to-back knowledge of securities and derivatives trading, post-trade processing and client/product reference data. Specialize in large scale rule change analysis and implementation, functional process design and re-engineering, business change analysis and execution, control framework design and implementation, data and regulatory issue remediation, regulatory inquiry analysis and response, program and project management. Regulatory Experience includes: - Order Reporting: Consolidated Audit Trail (CAT), OATS, 605, 606 - Order Submission / Routing Specifications: All US Equity, Option and Futures Exchanges - Derivatives Reporting: Securities Based Swaps (SBS), CFTC Part 43, 45 and 46 - Trade Reporting: TRF/ORF, TRACE, MSRB - Transaction Reporting: Electronic Blue Sheets (EBS), SEC Large Trader reporting and monitoring, Qualified Financial Contracts (QFC) - Position Reporting: Short Interest, SEC Section 13F and 13D/G, Futures Exchange Limit Monitoring, Large Option Position Reporting (LOPR) - Registrations: Series 99 - Products: Equities, ETFs, Bonds, Listed/OTC Options, Futures, Synthetics, Swaps

David Emero Pmp

Experienced financial services professional with a proven track record of success leading regulatory...
39 College Avenue, Montclair, United States

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David Emero Pmp’s Email david.emero@ntierfs.com

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David Emero Pmp’s Location 39 College Avenue, Montclair, United States

David Emero Pmp’s Current Industry N Tier Fs

David Emero Pmp’s Prior Industry Goldman Sachs | Jpmorgan | Us Navy

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Work Experience

N Tier Fs

Head of Regulatory Reporting Product Strategy

2023-09-01 00:00:00 - Present

Goldman Sachs

Senior Vice President - Regulatory Operations

2005-01-01 00:00:00 - 2023-01-01 00:00:00

Jpmorgan

Vice President - Futures and Options Information Technology

1997-01-01 00:00:00 - 2003-01-01 00:00:00

Us Navy

Officer / Lieutenant

1990-01-01 00:00:00 - 1997-01-01 00:00:00

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FAQ About David Emero Pmp

David Emero Pmp is located at
39 College Avenue, Montclair, United States

David Emero Pmp is a Experienced financial services professional with a proven track record of success leading regulatory, business and technology change management activities. Deep functional and technical expert in the full spectrum of non-financial regulatory reporting. Recognized industry thought leader in Securities and Swaps reporting - leading and actively participating in numerous industry working groups through SIFMA, FIF, and ISDA. Former member of the Consolidated Audit Trail Advisory Committee. Public speaker at numerous financial industry forums and events. Front-to-back knowledge of securities and derivatives trading, post-trade processing and client/product reference data. Specialize in large scale rule change analysis and implementation, functional process design and re-engineering, business change analysis and execution, control framework design and implementation, data and regulatory issue remediation, regulatory inquiry analysis and response, program and project management. Regulatory Experience includes: - Order Reporting: Consolidated Audit Trail (CAT), OATS, 605, 606 - Order Submission / Routing Specifications: All US Equity, Option and Futures Exchanges - Derivatives Reporting: Securities Based Swaps (SBS), CFTC Part 43, 45 and 46 - Trade Reporting: TRF/ORF, TRACE, MSRB - Transaction Reporting: Electronic Blue Sheets (EBS), SEC Large Trader reporting and monitoring, Qualified Financial Contracts (QFC) - Position Reporting: Short Interest, SEC Section 13F and 13D/G, Futures Exchange Limit Monitoring, Large Option Position Reporting (LOPR) - Registrations: Series 99 - Products: Equities, ETFs, Bonds, Listed/OTC Options, Futures, Synthetics, Swaps