Dave Levitt Email & Phone Number | I am a motivated compliance professional with investment advisory and broker-dealer compliance experience. I am a licensed principal with management and training responsibilities. I maintain and promote a compliance culture while helping the business to reach their goals. I enjoy fostering strong working partnerships with colleagues in various roles and departments. I have a proven track record of earning increased responsibilities while improving productivity and adding value to my organization. Strengths: Annual Compliance Reviews Investment Advisory Compliance Wealth Management Compliance Onboarding AML / KYC Suitability Review Hedge Fund and Private Equity Regional Branch Office Support Policies and Procedures Trade Review Legal Research Email Surveillance Restricted Stock Financial Advisor Bios (ADV Part 2B) Branch Audit Core Competencies: Team Leadership Decision Making Problem Solving Client Focus Results Driven Time Management Skills Please contact me at 201-736-2783 or dave07030@yahoo.com with any investment advisor, private equity, or hedge fund compliance roles located in New York, NY or on Long Island. Thank you.

Dave Levitt

I am a motivated compliance professional with investment advisory and broker-dealer compliance exper...
New York, New York, United States

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Dave Levitt’s Phone Numbers +1 202-955-****

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Dave Levitt’s Location New York, New York, United States

Dave Levitt’s Current Industry Aca

Dave Levitt’s Prior Industry Self Employed | Alliancebernstein

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Principal Consultant

2021-10-01 00:00:00 - Present

Compliance Consultant

2021-01-01 00:00:00 - 2021-10-01 00:00:00

Compliance Officer - Vice President

2004-01-01 00:00:00 - 2020-12-01 00:00:00

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Dave Levitt is a I am a motivated compliance professional with investment advisory and broker-dealer compliance experience. I am a licensed principal with management and training responsibilities. I maintain and promote a compliance culture while helping the business to reach their goals. I enjoy fostering strong working partnerships with colleagues in various roles and departments. I have a proven track record of earning increased responsibilities while improving productivity and adding value to my organization. Strengths: Annual Compliance Reviews Investment Advisory Compliance Wealth Management Compliance Onboarding AML / KYC Suitability Review Hedge Fund and Private Equity Regional Branch Office Support Policies and Procedures Trade Review Legal Research Email Surveillance Restricted Stock Financial Advisor Bios (ADV Part 2B) Branch Audit Core Competencies: Team Leadership Decision Making Problem Solving Client Focus Results Driven Time Management Skills Please contact me at 201-736-2783 or dave07030@yahoo.com with any investment advisor, private equity, or hedge fund compliance roles located in New York, NY or on Long Island. Thank you.