Curtis Calvert

Curtis Calvert

Regulatory Examiner | Broker-Dealer/RIA Compliance Principal
Kansas City, Missouri, United States

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Work Experience

Patten Training & Review

Compliance Director

2022-01-01 - Present

Waddell & Reed

Sr. Compliance Principal

2013-09-01 - 2021-08-01

VSR Financial Services

Sr. Compliance Principal

2010-05-01 - 2013-09-01

FINRA

Principal Examiner

2000-10-01 - 2010-05-01

Skills

custom content development executive training exam prep classes aml 3rd party testing new member support regulatory consulting principal outsourcing finop chief compliance officer municipal advisor cco supervisory principal investment banking principal municipal principal options principal

Languages

English