Christopher Underwood

Christopher Underwood

VP Senior Internal Controls Officer
Nashville, Tennessee, United States

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Work Experience

City National Bank

VP Senior Internal Controls Officer

2023-03-01 - Present

LPL Financial

AVP Controls Assessment & Testing

2021-12-01 - 2023-03-01

TIAA

Program Manager Strategic Initiatives

2019-09-01 - 2021-12-01

Regions Bank

AVP Compliance Monitoring and Testing

2016-08-01 - 2019-09-01

ProEquities, Inc.

Lead Compliance Officer - Trade Surveillance

2015-05-01 - 2016-09-01

Sterne Agee

Compliance Officer - Trade Surveillance

2014-09-01 - 2015-05-01

Skills

private banking small & midsize business banking entertainment commercial real estate healthcare technology equipment leasing finance wealth management franchise financing legal business banking banks & credit unions financial services

Languages

English