Chris Simmers

Chris Simmers


Torrance, California, United States

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Work Experience

Endeavor Retirement

Compliance Director

Present

Vanderbilt Financial Group

Senior Compliance Consultant

2020-12-01 - 2022-02-01

International Assets Advisory

Compliance Consultant

2018-06-01 - 2019-02-01

Calton & Associates, Inc.

SVP, Chief Compliance Officer

2016-01-01 - 2017-02-01

Financial Industry Regulatory Authority (FINRA)

Associate Principal Examiner

2007-12-01 - 2014-05-01

ING Investment Management

Intern

2006-09-01 - 2007-01-01

Skills

No Skills Available

Languages

No Languages Available