Cfp Alex Mccoy Email & Phone Number | Accomplished financial securities professional with a diverse background in compliance, supervision, policies, procedures, testing, and back office operations. Proven track record of leadership through team development, technology implementation, regulatory governance, and project execution involving all levels of financial services.

Cfp Alex Mccoy

Accomplished financial securities professional with a diverse background in compliance, supervision,...
Charlotte, North Carolina, United States

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Cfp Alex Mccoy’s Email alex.mccoy@lpl.com

Cfp Alex Mccoy’s Phone Numbers

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Cfp Alex Mccoy’s Location Charlotte, North Carolina, United States

Cfp Alex Mccoy’s Current Industry Lpl Financial

Cfp Alex Mccoy’s Prior Industry Tiaa | Securities America | Amsouth Investment Services | Nbc Securities

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Senior Vice President, Product and Platform Compliance

2020-01-01 00:00:00 - Present

Director of Compliance

2015-01-01 00:00:00 - 2020-01-01 00:00:00

Regional Sales Supervision

2007-07-01 00:00:00 - 2011-01-01 00:00:00

Compliance Officer

2004-08-01 00:00:00 - 2006-12-01 00:00:00

Trader & Operations

2002-08-01 00:00:00 - 2004-07-01 00:00:00

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Cfp Alex Mccoy is a Accomplished financial securities professional with a diverse background in compliance, supervision, policies, procedures, testing, and back office operations. Proven track record of leadership through team development, technology implementation, regulatory governance, and project execution involving all levels of financial services.