Anne Segert
•Conduct examinations of member firms from the risk identification phase through exam completion.
•...
Chicago, Illinois, United States
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Anne Segert’s Email anne.segert@finra.org
Social Media
Anne Segert’s Location Chicago, Illinois, United States
Anne Segert’s Current Industry Finra
Anne Segert’s Prior Industry Dancona And Plaum
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Work Experience
Finra
Principal Examiner
2023-03-01 00:00:00 - Present
Dancona And Plaum
Legal Assistant
1996-07-01 00:00:00 - 1998-11-01 00:00:00Skills
Languages
FAQ About Anne Segert
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Anne Segert is located at
Chicago, Illinois, United States -
Anne Segert is a •Conduct examinations of member firms from the risk identification phase through exam completion. •Conduct firm controls assessments through interviews and analyzing firm procedures. •Review and analyze firm records to ensure compliance with applicable securities regulations.
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Anne Segert currently works in the Finra |
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No Languages Available
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Anne Segert has prior
experience in the following industries:
Dancona And Plaum -
Anne Segert has the following professional experience:
Finra | Dancona And Plaum -
You can view Anne Segert’s LinkedIn profile at LinkedIn URL
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Anne Segert’s work email
addresses are
anne.segert@finra.org -
Finra |
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