Anne Buckley

Anne Buckley

Compliance Consultant
North Port, Florida, United States

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Work Experience

Palladium Capital Group, LLC

Chief Compliance Officer

2018-03-01 - Present

Saro Partners

President

2015-04-01 - Present

Arthur W. Wood Company Inc.

Regulatory Counsel

2016-05-01 - 2018-10-01

Detwiler Fenton Group

General Counsel, Chief Compliance Officer, AML Officer

2009-08-01 - 2015-03-01

Wainwright Investment Counsel

Chief Compliance Officer, General Counsel, Chief Operating Officer

2003-01-01 - 2009-09-01

H.C. Wainwright & Co.

Chief Compliance Officer

1998-01-01 - 2002-12-01

Financial Industry Regulatory Authority (FINRA)

Examiner

1988-01-01 - 1991-02-01

Massachusetts Securities Division

Examiner

1986-01-01 - 1988-01-01

Skills

public investments in private equity reverse mergers hedge funds m a

Languages

English