Angel Colon
Summary: Currently and for the past four years performing reviews for annuities/mutual client suitab...
Englishtown, New Jersey, United States
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Angel Colon’s Email angel.colon@ubs.com
Social Media
Angel Colon’s Location Englishtown, New Jersey, United States
Angel Colon’s Current Industry Ubs
Angel Colon’s Prior Industry Metlife | Cantor Fitzgerald | Jefferies | Schwab Soundview Capital Markets | New York Stock Exchange
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Work Experience
Ubs
Associate Director
2015-03-01 00:00:00 - Present
Metlife
Business Principal
2009-04-01 00:00:00 - 2015-03-01 00:00:00
Cantor Fitzgerald
Assistant Vice President
2008-03-01 00:00:00 - 2008-06-01 00:00:00
Jefferies
Vice President
2002-06-01 00:00:00 - 2008-03-01 00:00:00
Schwab Soundview Capital Markets
Director
2000-06-01 00:00:00 - 2001-09-01 00:00:00
New York Stock Exchange
Director
1979-06-01 00:00:00 - 2000-06-01 00:00:00Skills
Languages
FAQ About Angel Colon
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Angel Colon is located at
Englishtown, New Jersey, United States -
Angel Colon is a Summary: Currently and for the past four years performing reviews for annuities/mutual client suitability and developing procedures to comply with FINRA related rules and Compliance guidance. Previously Compliance supervisory responsibilities work with Brokerage firms for nearly seven years and prior to that managed equity regulatory programs/rule interpretations and personnel for the NYSE for nearly 30 years. Currently have licenses for 7, 9 and 10, 24, 55 and 63.
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Angel Colon currently works in the Ubs |
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No Languages Available
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Angel Colon has prior
experience in the following industries:
Metlife | Cantor Fitzgerald | Jefferies | Schwab Soundview Capital Markets | New York Stock Exchange -
Angel Colon has the following professional experience:
Ubs | Metlife | Cantor Fitzgerald | Jefferies | Schwab Soundview Capital Markets | New York Stock Exchange -
You can view Angel Colon’s LinkedIn profile at LinkedIn URL
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Angel Colon’s work email
addresses are
angel.colon@ubs.com -
Ubs |
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