Alex Lee Email & Phone Number | ● Fixed Income, Rates and Credit SME with 23 years Trading and Sales experience ● Market Abuse specialist with a track record of designing and implementing Surveillance scenarios with a Regulatory commitment with 6 years of surveillance experience ● Excellent knowledge of Market Abuse Regulation, FCA Conduct of Business, Trade Surveillance and Market Monitoring ● In depth understanding of SMARTS, KX, Actimize and Scila surveillance systems. ● Excellent analytical and research skills with excellent technical knowledge of Bloomberg, Reuters, Fidessa, Excel, Word and Powerpoint.

Alex Lee

● Fixed Income, Rates and Credit SME with 23 years Trading and Sales experience ● Market Abuse spe...
London, England, United Kingdom

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Alex Lee’s Email alee@vcmllp.com

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Alex Lee’s Location London, England, United Kingdom

Alex Lee’s Current Industry Barclays

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Work Experience

Barclays

Vice President Trade Surveillance Advisory - Fixed Income SME

2022-01-01T00:00:00.000Z - Present

Rbc Capital Markets

Associate Director FICC Trade Surveillance Team Lead

2020-12-01T00:00:00.000Z - 2021-12-01T00:00:00.000Z

Bgc Partners

Trade Surveillance Analyst

2019-04-01T00:00:00.000Z - 2019-09-01T00:00:00.000Z

Financial Conduct Authority

Senior Associate - Primary Market Monitoring - Market Oversight

2018-07-01T00:00:00.000Z - 2019-04-01T00:00:00.000Z

Vantage Capital Markets

Co-Head Illiquid and Distressed Fixed Income Rates & Credit Trading

2010-03-01T00:00:00.000Z - 2017-10-01T00:00:00.000Z

Amstel Securities

Illiquid and Distressed Fixed Income Credit Trader

2009-05-01T00:00:00.000Z - 2010-03-01T00:00:00.000Z

Brains

Illiquid Credit Trader

2006-11-01T00:00:00.000Z - 2007-08-01T00:00:00.000Z

Personal Account

Treasury Bond Futures Trader

2006-04-01T00:00:00.000Z - 2006-10-01T00:00:00.000Z

Mitsubishi Ufj Trust Intl

Fixed Income Sales

2005-12-01T00:00:00.000Z - 2006-02-01T00:00:00.000Z

Tradition

Emerging Market CDS

2004-04-01T00:00:00.000Z - 2005-03-01T00:00:00.000Z

Gfi

Asset Swap and Crossover Bonds

2000-01-01T00:00:00.000Z - 2004-03-01T00:00:00.000Z

Garban

Asset Swap and Illiquid Credit

1996-06-01T00:00:00.000Z - 1999-12-01T00:00:00.000Z

Manufacturers Hanover Trust

US Treasury Bond Market Maker / Trader

1985-08-01T00:00:00.000Z - 1990-05-01T00:00:00.000Z

Skills

No Skills Available

Languages

No Languages Available

FAQ About Alex Lee

Alex Lee is located at
London, England, United Kingdom

Alex Lee is a ● Fixed Income, Rates and Credit SME with 23 years Trading and Sales experience ● Market Abuse specialist with a track record of designing and implementing Surveillance scenarios with a Regulatory commitment with 6 years of surveillance experience ● Excellent knowledge of Market Abuse Regulation, FCA Conduct of Business, Trade Surveillance and Market Monitoring ● In depth understanding of SMARTS, KX, Actimize and Scila surveillance systems. ● Excellent analytical and research skills with excellent technical knowledge of Bloomberg, Reuters, Fidessa, Excel, Word and Powerpoint.

Alex Lee currently works in the Barclays |

No Languages Available

Alex Lee has prior
experience in the following industries:
Rbc Capital Markets | Bgc Partners | Financial Conduct Authority | Vantage Capital Markets | Amstel Securities | Brains | Personal Account | Mitsubishi Ufj Trust Intl | Tradition | Gfi | Garban | Manufacturers Hanover Trust

Alex Lee has the following professional experience:
Barclays | Rbc Capital Markets | Bgc Partners | Financial Conduct Authority | Vantage Capital Markets | Amstel Securities | Brains | Personal Account | Mitsubishi Ufj Trust Intl | Tradition | Gfi | Garban | Manufacturers Hanover Trust